Broker Dealers

We have been providing certified audits and tax services for Broker Dealers that meet the unique compliance requirements for the alternative investment industry for over 28 years. As a CPA firm registered with the PCAOB and a member of the AICPA , we stay current on all of the latest accounting, audit, tax, and compliance changes that affect Broker Dealers.

Broker Dealer services include:

Annual Certified Audits in accordance with SEC and FINRA Guidelines
Regulatory Consulting
• Compliance Resource Assistance
Tax Preparation


Contact Michael Coglianese CPA